Magnolia Consulting Services LLC
| Company | : | Magnolia Consulting Services LLC |
|---|---|---|
| Category | : | Consultant |
| Address | : | 1 631-469-8470 |
| Phone | : | |
| Web | : |
About Company
Magnolia Consulting Services LLC is a Consultant located at 1 631-469-8470.
We are an independent compliance and operations consulting firm providing services to small and mid size FINRA Broker/Dealers. Expert understanding of current KYC and AML regulations with experience developing and enforcing AML programs including BSA regulations, CIP program, PEP and OFAC sanctions, suspicious activity detection and KYC rules with an emphasis on Latin America. We can support ongoing compliance advice, special projects. Evaluate and update policies and procedures, E-mail and Instant messaging surveillance. Experience with conversion and integrations and knowledge of piggyback relationship. In addition we have Trading and IT professionals with thorough knowledge of trading and technology systems.